Get a clear action plan to take charge of your compliance

By answering simple questions about your business, you can get the core Compliance Essentials regulators and banks expect you to have: audit reports, action plans, checklists, policies, programs and notices.

Step 1: Audit

Quickly identify your company’s compliance gaps, and get an action plan to fix them.

Step 2: Act

Work through your “action items” to resolve your compliance issues.

Step 3: Align

Clearly and easily show you are now meeting requirements with the necessary documents.

Move from audit to action in minutes. Then keep doing business confidently while easily monitoring your compliance over time. Learn more about how it works

“With LexAlign, it's quick and simple to get customized documents the regulators told me I need. ”

Roy, Financial Advisor

Now you can direct your own customized, affordable compliance audit and action plan

Move from expensive, slow, outsourced compliance services to a straightforward, do-it-yourself solution that gives you back the control of your company’s fate and budget.

Old Options

  • Slow
  • Complicated
  • Expensive
  • Haphazard
  • Compliance is hard


  • Quick & automated
  • Easy to Understand
  • Affordable
  • Comprehensive
  • Compliance is easy

Compliance shouldn't be a mystery

LexAlign was created by an experienced regulatory attorney who saw firsthand how difficult it is for companies like auto dealers and financial advisors to get the customized documents, audits and information they need to meet a financial institution's requirements and avoid paying huge regulatory fines.

  • Designed to be easy to use, no prior expertise required
  • Designed to educate and empower you to control your compliance fate, simply by using the apps
  • Designed to be the most streamlined, least costly and least time intensive compliance option

Go from audit to action in minutes

Sign up now

Questions about how LexAlign can help you grow? Contact us